Katherine Norris


Katherine is a Consultant at EIC.

Katherine began her career in financial services as a fund accountant 13 years ago and within her first year she moved into fund launch, financial promotions and fund operations; areas where she went on to gain a wealth of practical experience, becoming more and more involved in regulatory compliance along the way.

While Katherine mostly deals with internal compliance issues for our own directly regulated businesses, she also provides support to our clients, such as:

  • Gabriel reporting
  • Compliance monitoring
  • Oversight of Appointed Representatives
  • Approved persons assessments
  • Financial promotion reviews